TK
Timothy M. Kuntz
VANTAGE POINT FINANCIAL
LISLE, IL 60532
Some features on this profile are disabled
CRD#: 6249476
TK
Professional summary
Timothy Martin Kuntz, CFP®, who also goes by Tim Kuntz, is a registered financial advisor currently at VANTAGE POINT FINANCIAL, LLC located in Lisle, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Timothy has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Kuntz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sale of non-variable insurance products (including fixed index annuities, indexed annuities, term life, whole life and indexed universal life insurance) through Vantage Point Insurance, LLC. Start date: 8/1/18, approx. 20% during mkt hrs. 2. VANTAGE POINT MANAGEMENT LLC; INVESTMENT RELATED; 2443 WARRENVILLE RD, SUITE 630, LISLE, IL 60532; NATURE OF BUSINESS: MANAGEMENT OF VANTAGE POINT FINANCIAL & VANTAGE POINT INSURANCE; MANAGER; START DATE: 03/19/24; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES: RESPONSIBLE FOR RUNNING EACH ORGANIZATION, INCLUDING OVERSIGHT OF OPERATIONS, COMPLIANCE, PERSONNEL, FINANCIAL OVERSIGHT, AND STRATEGIC PLANNING, AS APPROPRIATE TO THE SCOPE OF EACH ENTITY. 3. VANTAGE POINT ENTERPRISES LLC; INVESTMENT RELATED; 2443 WARRENVILLE RD, SUITE 630, LISLE, IL 60532; NATURE OF BUSINESS: HOLDING COMPANY FOR VANTAGE POINT MANAGEMENT, VANTAGE POINT FINANCIAL & VANTAGE POINT INSURANCE; MANAGER; START DATE: 03/19/24; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES: RESPONSIBLE FOR RUNNING EACH ORGANIZATION, INCLUDING OVERSIGHT OF OPERATIONS, COMPLIANCE, PERSONNEL, FINANCIAL OVERSIGHT, AND STRATEGIC PLANNING, AS APPROPRIATE TO THE SCOPE OF EACH ENTITY. 4. ELEVATE YOUR RETIREMENT (BOOK); INVESTMENT RELATED; CO AUTHOR; PUBLISHED 01/2025; 0 HOURS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Martin Kuntz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 18, 2019 - Present
VANTAGE POINT FINANCIAL, LLC
Office #1: 2443 Warrenville Road Suite 630, Lisle, IL 60532RIA
CRD#: 305016
LISLE, IL
Past
October 9, 2017 - December 31, 2019
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
LISLE, IL
Past
November 10, 2015 - January 20, 2020
SPC
RIA
CRD#: 110692
Lisle, IL
Past
April 13, 2015 - December 31, 2015
WELGAT WEALTH MANAGEMENT
RIA
CRD#: 146377
NAPERVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT FINANCIAL, LLC
VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC
CRD#: 305016 / SEC#: 801-122708
RIA
Registered Investment Advisory firm - (11/17/2021 Approved)Illinois
Registered Investment Advisory firm - (11/29/2021 Terminated)Iowa
Registered Investment Advisory firm - (11/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (11/29/2021 Terminated)Texas
Registered Investment Advisory firm - (11/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/18/2019)
IAR
Iowa(5/29/2020)
IAR
Texas(8/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VP
VANTAGE POINT FINANCIAL, LLC
VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC
CRD#: 305016 / SEC#: 801-122708
RIA
Registered Investment Advisory firm - (11/17/2021 Approved)Illinois
Registered Investment Advisory firm - (11/29/2021 Terminated)Iowa
Registered Investment Advisory firm - (11/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (11/29/2021 Terminated)Texas
Registered Investment Advisory firm - (11/29/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2443 Warrenville Road Suite 630, Lisle, IL 60532
Mailing Address
Phone number
(331) 204-6212
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,647 |
| AUM (Assets Under Management) | $ 430,712,898 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
