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Larry Neal Grayson

CRD# 6249430·Registered 2014 - 2021
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Neal Grayson was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 2014 - 2021. Larry had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CENTER STREET SECURITIES, INC.·CRD# 26898
BD
Auburn, KY
June 22, 2015 - October 13, 2021
CENTER STREET ADVISORS, INC.·CRD# 169329
RIA
Auburn, KY
June 19, 2015 - June 17, 2021
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Bowling Green, KY
June 12, 2015 - June 17, 2015
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Bowling Green, KY
January 2, 2015 - June 17, 2015
MWA FINANCIAL SERVICES INC.·CRD# 112630
BD
Auburn, KY
January 15, 2014 - June 24, 2014

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Current Firm

CS
CENTER STREET SECURITIES, INC.

CENTER STREET SECURITIES, INC. | ELLIOTT FINANCIAL SERVICES, INC.

CRD#: 26898 / SEC#: 8-42786
BD
Terminated by SEC on 01/27/2024

Contact Information

Established

Louisiana since 06/01/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CENTER STREET HOLDINGS INC.DIRECT OWNER—
ONESTO, RICHARD ERNESTFINOP2453096
POLLARD, DONALD ROBERTCHIEF EXECUTIVE OFFICER—
POLLARD, DONALD ROBERTROP—
ROMANO, MICHAEL ANTHONYCHIEF COMPLIANCE OFFICER734293

Disclosures

Regulatory Event

6

Criminal

1

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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