GR
Gregory T. Roberto
EVERHART ADVISORS
Miamisburg, OH 45342
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CRD#: 6249418
GR
Professional summary
Gregory Thomas Roberto, who also goes by Gregory T Roberto, is a registered financial advisor currently at EVERHART ADVISORS located in Miamisburg, Ohio.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Gregory has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory T Roberto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gregory Roberto, Spring Valley, OH; Non-investment Related; Began 07/01/2020; Marketing and strategy consulting for startup businesses; consultant; Provide marketing and strategy consulting for startup businesses.; 2 hours per month zero hours during securities trading hours. 2) The Rena Company LLC; Investment Related; Spring Valley, OH; 01/01/2007; Real Estate Rental; Owner; Rental Income/Sales Profits; 4 hours per month with 0 during trading hours.--------TERMINATED 2014 3) Victory Project; Non-Investment Related; Dayton, OH; Non-Profit; President of the Board; Start 01/2024; 2hrs per month, 0 during trading hours 4) Back Forty Holdings; Investment Related; Spring Valley, OH; Rental Properties; Partner; 1/22 Start Date; 1 hour per month, 0 during trading hours. 5) YMCA of Greater Dayton; Non-Investment Related; Dayton, OH; Non-Profit; Board Member; 1/1/2018; 2hrs per month, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Thomas Roberto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2023 - Present
EVERHART ADVISORS
Office #1: 2 Prestige Place Suite 130, Miamisburg, OH 45342RIA
CRD#: 107091
Miamisburg, OH
Past
July 3, 2018 - October 11, 2022
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Miamisburg, OH
Past
October 30, 2013 - July 3, 2018
ROSS, SINCLAIRE & ASSOCIATES, LLC
BD
CRD#: 25440
Miamisburg, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EVERHART ADVISORS
CASE PEARLMAN | EVERHART FINANCIAL GROUP INC | EVERHART ADVISORS | EVERHART | EFG, INC. | CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
CRD#: 107091 / SEC#: 801-50786
RIA
Registered Investment Advisory firm - (12/21/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(1/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EA
EVERHART ADVISORS
CASE PEARLMAN | EVERHART FINANCIAL GROUP INC | EVERHART ADVISORS | EVERHART | EFG, INC. | CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
CRD#: 107091 / SEC#: 801-50786
RIA
Registered Investment Advisory firm - (12/21/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5200 Rings Road, Dublin, OH 43017
Mailing Address
Phone number
(614) 717-9705
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,483 |
| AUM (Assets Under Management) | $ 1,874,701,457 |
Red Flags
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Company Information
EVERHART ADVISORS
CRD#: 107091Miamisburg, OH 45342TRUST BUT VERIFY
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