Nathan R. Travis

NICOLLET INVESTMENT MANAGEMENT

Minneapolis, MN 55401

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CRD#: 6249368

Professional summary

Nathan R Travis is a registered financial advisor currently at NICOLLET INVESTMENT MANAGEMENT, INC. located in Minneapolis, Minnesota.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nathan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Rental Property; Investment related: Yes; Minneapolis, MN; Rental Property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 10; 2. 705 5th Ave SE Partners LLC; Investment Related; Excelsior, MN; Member; Started 08/2018; Approximately 1 hour per month spent; Approximately 0 hours spent during security trading hours; rental properties, land conservation, agriculture.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan R Travis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2019 - Present

NICOLLET INVESTMENT MANAGEMENT, INC.

Office #1: 800 Washington Avenue North Suite 150, Minneapolis, MN 55401

RIA

CRD#: 109401

Minneapolis, MN

Past

December 21, 2013 - October 9, 2019

MORGAN STANLEY

RIA

CRD#: 149777

MINNEAPOLIS, MN

Past

October 24, 2013 - October 9, 2019

MORGAN STANLEY

CRD#: 149777

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/21/2019)

IAR

Texas
(8/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2013

General Securities Representative Examination

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

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Contact information

Main Address

800 Washington Avenue North Suite 150, Minneapolis, MN 55401

Mailing Address

Phone number

(612) 915-3033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICOLLET INVESTMENT INC ADV PART 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts	868
AUM (Assets Under Management)	$ 532,509,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan R. Travis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan R Travis's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICOLLET INVESTMENT MANAGEMENT, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

NICOLLET INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2013

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2013

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLLET INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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