JH
Joshua L. Hinkle
STIFEL, NICOLAUS & COMPANY
Center Valley, PA 18034
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CRD#: 6249363
JH
Professional summary
Joshua Louis Hinkle, who also goes by Josh Hinkle, Joshua L Hinkle, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Center Valley, Pennsylvania.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Hinkle | Joshua L Hinkle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental Property; 402 Grandview Blvd, Bethlehem, PA 18018; Rental; Owner; 06/06/2019; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Rental Property; 284 Elm Street; Allentown, PA 18109; Rental; Owner; 09/03/2018; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 3. Team Pulte Inc.; PO Box 3281 Allentown PA 18106; Non Profit that helps individuals with time sensitive, critical needs; President; Oversee board meetings, capital campaigns, families being assisted; 05/02/2025; 2 hrs/month; Not during security trading hours; Not Investment-Related 4. Rental Property; 185 W. 27th Street Northampton PA 18067; Rental Property; Owner; Landlord; 06/06/2025; 1 hr/month; Not during security trading hours; Investment-Related 5. Rotties Baseball Inc.; 1139 Wellington Circle Laurys Station PA 18059; Youth travel baseball organization; Director; Overseeing the teams within the organization, coaching; 05/19/2025; 5 hrs/week; Not during security trading hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Louis Hinkle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Louis Hinkle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2020 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 3701 Corporate Parkway Suite 110, Center Valley, PA 18034RIA
BD
CRD#: 793
Center Valley, PA
Current
May 29, 2020 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 3701 Corporate Parkway Suite 110, Center Valley, PA 18034RIA
BD
CRD#: 793
Center Valley, PA
Past
October 11, 2016 - June 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ALLENTOWN, PA
Past
October 11, 2016 - June 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ALLENTOWN, PA
Past
November 21, 2013 - October 29, 2016
MORGAN STANLEY
RIA
CRD#: 149777
ALLENTOWN, PA
Past
October 25, 2013 - October 29, 2016
MORGAN STANLEY
BD
CRD#: 149777
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/29/2020)
RR
California(5/29/2020)
RR
Connecticut(12/19/2024)
RR
Delaware(5/29/2020)
RR
Florida(5/29/2020)
RR
Georgia(5/29/2020)
RR
Kentucky(12/1/2022)
RR
Maryland(5/29/2020)
RR
Michigan(2/9/2022)
RR
Minnesota(7/29/2025)
RR
Missouri(9/11/2023)
RR
Nevada(8/22/2022)
RR
New Jersey(5/29/2020)
RR
New York(5/29/2020)
RR
Ohio(5/29/2020)
RR
Oklahoma(7/1/2020)
RR
Oregon(4/28/2022)
RR
Pennsylvania(5/29/2020)
IAR
Pennsylvania(5/29/2020)
RR
South Carolina(11/18/2024)
RR
South Dakota(1/24/2023)
RR
Tennessee(8/27/2025)
IAR
Texas(5/29/2020)
RR
Texas(2/22/2022)
RR
Utah(10/3/2022)
RR
Virginia(5/29/2020)
RR
Washington(10/27/2023)
RR
West Virginia(5/29/2020)
RR
Wyoming(5/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Center Valley, PA 18034TRUST BUT VERIFY
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