PC
Paul A. Carl
HORAN WEALTH
CINCINNATI, OH 45236
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CRD#: 6249216
PC
Professional summary
Paul Anthony Carl JR., who also goes by Paul Anthony Carl, Jr., is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Paul has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Anthony Carl, Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOLY CROSS HIGH SCHOOL 3617 CHURCH STREET COVINGTON KY 14015 SCHOOL BOARD MEMBER 5/2012 1 HR/MTH - 0 DURING TRADING HOURS DUTIES: ADVISORY TO SCHOOL PRINCIPAL AND ADMIN STAFF. // DIOCESE OF COVINGTON: INVESTMENT ADVISORY COMMITTEE MEMBER. GENERALLY, MEET 3X PER YEAR FOR ~1 HOUR TO REVIEW THE INVESTMENT PERFORMANCE OF THE RIA THAT MANAGES THE DIOCESE'S ASSET ALLOCATION. THE RIA CONTRACTS WITH A SUB-ADVISOR WHO MANAGES THE ACTUAL INVESTMENTS. THE COMMITTEE CONDUCTS DUE DILIGENCE AND PROVIDES REPORTS AND RECOMMENDATIONS TO THE DIOCESAN CFO AND RIA TIME-TO-TIME. THE BISHOP OF COVINGTON HAS THE FINAL DECISION-MAKING AUTHORITY. MEMBERS OF THE COMMITTEE DO NOT MAKE SPECIFIC INVESTMENT RECOMMENDATIONS. // ST ELIZABETH HEALTHCARE FOUNDATION EDGEWOOD KY; MEMBER OF PLANNED GIVING 2005 1/2 HOUR/MTH - 0 DURING TRADING HOURS DUTIES: ADVISE ON PLANNED GIVING ACTIVITIES AND METHODS. // RENTAL PROPERTY: OWN A CONDOMINIUM IN ST PETERSBURG FLORIDA THAT RENTAL INCOME IS RECEIVED ON. PROPERTY IS MANAGED BY A FULL TIME PROPERTY MANAGEMENT COMPANY.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Anthony Carl JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
HORAN WEALTH, LLC
Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236RIA
CRD#: 333974
CINCINNATI, OH
Past
August 29, 2014 - June 9, 2025
HORAN SECURITIES, INC.
RIA
CRD#: 40794
CINCINNATI, OH
Past
August 29, 2014 - February 28, 2025
HORAN SECURITIES, INC.
BD
CRD#: 40794
CINCINNATI, OH
Past
November 25, 2013 - August 15, 2014
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/9/2025)
IAR
Kentucky(6/9/2025)
IAR
Ohio(6/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HORAN WEALTH, LLC
HORAN WEALTH, LLC
CRD#: 333974 / SEC#: 801-132367
RIA
Registered Investment Advisory firm - (4/9/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-0707
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,364 |
| AUM (Assets Under Management) | $ 1,449,490,536 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORAN WEALTH, LLC
CRD#: 333974Cincinnati, OH 45236TRUST BUT VERIFY
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