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CL

Caroline J. Luster

MARIVA CAPITAL MARKETS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6249048
CL

Professional summary

Caroline Jennifer Luster, who also goes by Caroline J Harrill, Carrie J Harrill, Caroline Jennifer Luster, Caroline Luster, Carrie J Luster, Caroline J Powell, Carrie J Powell, is a registered financial professional currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida and JP PORTSMOUTH CAPITAL LLC located in New York, New York.

Caroline is registered as a RR (Registered Representative) and started their career in finance in 2014. Caroline has worked at 3 firms and has passed the Series 11 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Caroline J Harrill | Carrie J Harrill | Caroline Jennifer Luster | Caroline Luster | Carrie J Luster | Caroline J Powell | Carrie J Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Caroline Jennifer Luster's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2024 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
BD
CRD#: 156171
Miami, FL
Current

December 19, 2024 - Present

JP PORTSMOUTH CAPITAL LLC

Office #1: 1 World Trade Center, Suite 86a, New York, NY 10007-0089
BD
CRD#: 331351
NEW YORK, NY
Past

January 14, 2014 - December 21, 2017

TRUSTFIRST

BD
CRD#: 39057
KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/16/2024)

Exams

General Industry/Product Exam
RR
Series 11
Date: 1/14/2014
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 27
Date: 12/29/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JP
JP PORTSMOUTH CAPITAL LLC
FIRST PORTSMOUTH CAPITAL LLC | JP PORTSMOUTH CAPITAL LLC

CRD#: 331351 / SEC#: , 8-71249

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 World Trade Center, Suite 86a, New York, NY 10007-0089
Mailing Address
1 World Trade Center, Suite 86a, New York, NY 10007-0089
Phone number
(415) 417-3000
Established
Delaware since 03/04/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JORDAN PARK HOLDING COMPANY LLCMANAGING MEMBER
BACCEI, DAVIE MARIEMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER2746300
EDMONDS, MATTHEW JOSEPHDIRECTOR2496139
GHALI, FRANK SHERIFDIRECTOR4263048
KISLIN, SCOTT ALANGENERAL COUNSEL/DIRECTOR5868022
LUSTER, CAROLINEFINOP/POO/PFO6249048
RUSSO, MATTHEW F.MANAGING DIRECTOR/DIRECTOR6288489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JP PORTSMOUTH CAPITAL LLC

CRD#: 331351Miami, FL 33131

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