OB
Oscar W. Brewer
EAGLE STRATEGIES LLC
LEXINGTON, KY 40503
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CRD#: 6248735
OB
Professional summary
Oscar Wade Brewer is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Lexington, Kentucky and NYLIFE SECURITIES LLC located in Lexington, Kentucky.
Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Oscar has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 651 Perimeter Drive, Suite 200, Lexington, KY 40517; Start Date 12/2017; Role/Title: Independent Contractor; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WEALTH COACH OF KENTUCKY DBA LARRY E. BOTTS & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; ADDRESS: LEXINGTON, KY; START DATE: 05/2015] [Cave Run Water Commission; Oversees business activities for Cave Run Water Treatment Plant. Determines benefits, qualifications, compensation, etc. for employees of plant. The plant sells treated water commercially to other water districts.; 7533 Hwy 1693, Wellington, KY 40387; Start Date 09/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Brewer's Mowing; I am going to start mowing our church lawn each week. I will be paid to do it.; 138 Maplewood Lane, Frenchburg, KY 40322; Start Date 05/2021; Role/Title: Owner; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [Big Woods Community Church; Board Member. Discuss and vote on church issues; 6670 Highway 1693, Wellington, KY 40387; Start Date 12/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;We vote on compensation for pastor, and any other paid positions. Also, what building improvement projectsneed to be undertaken. If there are any donations that need to be made for community emergencies, we also discuss, and determine what amounts we would like to give. If a pastor replacement would be necessary, wewould also vote on that} ]
CRS (Client Relationship Summary) - RIA
Click below to view Oscar Wade Brewer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 444 Lewis Hargett Circle Suite 115, Lexington, KY 40503RIA
CRD#: 110826
LEXINGTON, KY
Current
January 27, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 444 Lewis Hargett Circle Suite 115, Lexington, KY 40503BD
CRD#: 5167
Lexington, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/27/2023)
RR
California(8/31/2018)
RR
Indiana(1/24/2023)
RR
Kentucky(9/8/2017)
IAR
Kentucky(1/5/2023)
RR
Nebraska(10/30/2019)
RR
Ohio(9/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Lexington, KY 40503TRUST BUT VERIFY
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