Morgan J. Pace
Professional summary
Morgan Jessica Pace is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in New York, New York.
Morgan is registered as a RR (Registered Representative) and started their career in finance in 2013. Morgan has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Morgan Jessica Pace's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2021 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 320 Park Avenue, New York, NY 10022March 19, 2018 - August 31, 2021
MML INVESTORS SERVICES, LLC
February 1, 2017 - January 19, 2018
LION STREET FINANCIAL, LLC
November 22, 2016 - February 2, 2017
KESTRA INVESTMENT SERVICES, LLC
October 16, 2013 - July 27, 2016
MUTUAL OF AMERICA SECURITIES LLC
October 16, 2013 - July 27, 2016
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2021)
Exams
Series 99TO
Date: 4/18/2023
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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