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MG

Mark A. Gretz

Some features on this profile are disabled
CRD#: 6247913
MG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Alan Gretz was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2017. Mark had worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 2017 - November 23, 2021

EVERGREEN ADVISORS CAPITAL, LLC

BD
CRD#: 165072
COLUMBIA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 5/2/2017
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

EA
EVERGREEN ADVISORS CAPITAL, LLC
EVERGREEN ADVISORS CAPITAL LLC | EVERGREEN ADVISORS CAPITAL, LLC

CRD#: 165072 / SEC#: , 8-69143

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
10440 Little Patuxent Parkway 12th Floor, Columbia, MD 21044
Mailing Address
10440 Little Patuxent Parkway, Columbia, MD 21044
Phone number
(410) 997-6000
Established
Maryland since 06/18/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EVERGREEN ADVISORS, LLCMANAGING MEMBER
BALTOVSKI, ALEXANDEROUTSOURCED FINOP2350828
KOHR, RICHARD ALLEN JR.MANAGING DIRECTOR,CFO,PFO,CCO3079942
PRICHETT, STEPHEN DUDLEYPRESIDENT4048479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERGREEN ADVISORS CAPITAL, LLC

CRD#: 165072

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