Thomas G. Arnold

SENTINEL ASSET MANAGEMENT

MAPLE LAWN, MD 20759

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CRD#: 6247762

Professional summary

Thomas Gage Arnold is a registered financial advisor currently at SENTINEL ASSET MANAGEMENT, LLC located in Maple Lawn, Maryland.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gage Arnold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

SENTINEL ASSET MANAGEMENT, LLC

Office #1: 8115 Maple Lawn Blvd Suite 230, Maple Lawn, MD 20759

RIA

CRD#: 302082

MAPLE LAWN, MD

Past

October 22, 2019 - January 10, 2025

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

VIENNA, VA

Past

December 11, 2013 - January 10, 2025

NYLIFE SECURITIES LLC

CRD#: 5167

VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/5/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2018

General Securities Principal Examination

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

CRD#: 302082 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/18/2019 Approved)

Maryland

Registered Investment Advisory firm - (5/15/2024 Approved)

Texas

Registered Investment Advisory firm - (9/24/2025 Conditional Restricted)

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Contact information

Main Address

1062 Barnes Road Suite 202, Wallingford, CT 06492

Mailing Address

Phone number

(203) 793-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	446
AUM (Assets Under Management)	$ 36,743,934

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas G. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gage Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2024

Series 66

Date: 10/5/2019

Series 63

Date: 2/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2016

Series 6

Date: 12/11/2013

Series 24

Date: 8/22/2018

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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