Chris Weyland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Weyland, who also goes by Chris Curtis Weyland, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2013. Chris had worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2025 - April 20, 2026
CETERA INVESTMENT ADVISERS LLC
July 8, 2025 - April 20, 2026
CETERA WEALTH SERVICES, LLC
August 23, 2023 - June 2, 2025
L. ROY PAPP & ASSOCIATES, LLP
May 23, 2018 - September 15, 2021
LPL FINANCIAL LLC
April 25, 2018 - September 15, 2021
LPL FINANCIAL LLC
August 12, 2015 - January 7, 2016
SIGNATOR FINANCIAL SERVICES, INC.
November 14, 2014 - May 9, 2018
SIGNATOR INVESTORS, INC.
November 1, 2013 - October 31, 2014
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 11/1/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 10/5/2022
General Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
