Charles H. Talbot-ponsonby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Talbot-ponsonby, who also goes by Charles Henry Talbot-ponsonby Mr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2014. Charles had worked at 1 firm and has passed the Series 63, SIE, Series 62, Series 79 and Series 24 exams.
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Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2014 - March 25, 2024
VCP APEX (US)
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/15/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
VCP APEX (US)
CRD#: 169090 / SEC#: , 8-69347
Contact information
Documents
Red Flags
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