JM
Jason L. Mascitti
THRIVENT INVESTMENT MANAGEMENT
Madison, WI 53711
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CRD#: 6247672
JM
Professional summary
Jason Lawrence Mascitti, who also goes by Jason Mascitti, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Madison, Wisconsin.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jason has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Mascitti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOY SCOUTS OF AMERICA POSITION: Membership Vice President NATURE: Helping youth develop into good men and women INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 06/19/2018 ADDRESS: 5846 Manufacuters Drive, Madison WI 53704, United States DESCRIPTION: Organize and develop new member program for the fall recruiting season when kids return to school COMMUNITY WORK SERVICES POSITION: Board Member NATURE: This is a foundation that provides funds to Community Work Services. I was the tresurer prior to joining Thrivent. I do not vote on anything in the board meetings, and the rcords from the meetings show this. All board members know that I work at Thrivent and it is 100% clear that I only am the board to help with the foundation. the tax returns are reviewed by an indpendanet auditor, and I have no real financial function. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 1402 Grreway Cross, #200, Madison WI 53713, United States DESCRIPTION: I attend 4 meetings per year, where the advisor from another firm reviews the performance of the funds. The committee asks him quetsions and if there is anything to vote on(rare) I abstain. 1889 COUNCIL-BELOIT COLLEGE POSITION: Board Member NATURE: This is a Board created to promote student athlete engagenment for both current student athletes and alumni athletes. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2016 ADDRESS: 700 College Street, Beloit WI 53511, United States DESCRIPTION: Attend conference calls and help plan and develop the council. Attend local events with alumni Beloit Athletes. KIWANIS OF JEFFERSON POSITION: member NATURE: Volunteer work to promote youth character development. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2022 ADDRESS: 142 E. Milwaukee Street, Jefferson WI 53549, United States DESCRIPTION: Monthly lunch meetings to discuss the nature of the future activities and past results.helping to plan future events SERVING FROM THE HEART POSITION: director on the board NATURE: Serving from the Heart exists to support other charities (primarily the Leukemia and Lymphoma Society). Our primary focus is to support these charities through public fund raising endeavors. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 2875 Hillcrest Court, Green Bay WI 54313, United States DESCRIPTION: planning and guiding the organization's annual fund drive to help primarily leukemia and Lymphoma patients. ITALIAN WORKMEN'S CLUB POSITION: Scholarship Chair NATURE: I am going to be chairing the Scholarship committee for the 2023 scholarships for high school students. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2023 ADDRESS: 914 Regent Street, Madison WI 53711, United States DESCRIPTION: Basically promote, organize, and contact schools about the IWC scholarship opportunities available this year. Then after the students submit their applications, organize a committee to select the recipients.In this role, I handle no money and do not make any monetary decisions except that our committee awards the scholarships to high school students. The funds awarded go directly to the higher institutions and the checks are written by the treasurer, not me.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lawrence Mascitti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Lawrence Mascitti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2608 Monroe Street, Madison, WI 53711RIA
BD
CRD#: 18387
Madison, WI
Current
November 17, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2608 Monroe Street, Madison, WI 53711RIA
BD
CRD#: 18387
Madison, WI
Past
January 16, 2014 - September 22, 2015
FILBRANDT INVESTMENT ADVISERS INCORPORATED
RIA
CRD#: 104562
MIDDLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2025)
RR
California(1/31/2018)
RR
Colorado(1/20/2016)
RR
Florida(7/13/2016)
RR
Illinois(1/12/2016)
RR
Indiana(3/20/2020)
RR
Iowa(1/12/2016)
RR
Kansas(5/14/2020)
RR
Maryland(6/28/2016)
RR
Massachusetts(8/4/2017)
RR
Michigan(6/1/2017)
RR
Minnesota(1/5/2016)
RR
Nebraska(10/17/2022)
RR
New Jersey(9/26/2019)
RR
New Mexico(2/29/2016)
RR
New York(9/3/2025)
RR
Pennsylvania(3/22/2016)
RR
South Carolina(1/6/2022)
RR
Texas(3/9/2016)
IAR
Texas(3/15/2016)
RR
Virginia(4/4/2017)
RR
Wisconsin(11/30/2015)
IAR
Wisconsin(11/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Madison, WI 53711TRUST BUT VERIFY
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