Benjamin J. Lucas
Professional summary
Benjamin James Lucas, who also goes by Benjamin James Lucas, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California and CHARLES SCHWAB & CO., INC. located in San Diego, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin James Lucas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 11988 El Camino Real Suite 350, San Diego, CA 92130October 31, 2025 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 11988 El Camino Real Suite 550, San Diego, CA 92130April 8, 2015 - October 21, 2025
DUNHAM
April 8, 2015 - October 21, 2025
DUNHAM
February 4, 2015 - February 28, 2015
JANNEY MONTGOMERY SCOTT LLC
October 8, 2014 - February 28, 2015
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
(10/31/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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