Rachel L. Gilmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Lynne Gilmore, who also goes by Rachel Gilmore, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2014. Rachel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - July 29, 2023
EDELMAN FINANCIAL ENGINES
January 13, 2017 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
January 11, 2017 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
October 29, 2015 - November 7, 2016
SECURITIES AMERICA ADVISORS, INC.
October 29, 2015 - November 7, 2016
SECURITIES AMERICA, INC.
September 3, 2014 - November 4, 2015
OSAIC SERVICES, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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