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JC

Joseph A. Cajka

TOUCHSTONE ADVISORS
CINCINNATI, OH 45202-4203
Some features on this profile are disabled
CRD#: 6246902
JC
Joseph Anthony Cajka IIITOUCHSTONE ADVISORS

Professional summary

Joseph Anthony Cajka III, who also goes by Joseph Anthony Cajka, Joe Anthony Cajka III, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Cincinnati, Ohio and TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE, Series 6, Series 4, Series 53, Series 24 and Series 26 exams.

Aliases

Joseph Anthony Cajka | Joe Anthony Cajka Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Cajka III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

TOUCHSTONE ADVISORS INC

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202-4203
RIA
CRD#: 107028
CINCINNATI, OH
Current

August 7, 2026 - Present

TOUCHSTONE SECURITIES, LLC

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202
BD
CRD#: 1526
CINCINNATI, OH
Past

March 4, 2022 - August 5, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
MAINEVILLE, OH
Past

March 4, 2022 - August 5, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
MAINEVILLE, OH
Past

May 19, 2020 - March 17, 2022

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CINCINNATI, OH
Past

May 19, 2020 - March 17, 2022

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

August 28, 2014 - May 26, 2020

TOUCHSTONE SECURITIES, LLC

BD
CRD#: 1526
CINCINNATI, OH
Past

October 1, 2013 - August 15, 2014

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
HAMILTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA
Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(8/7/2026)
IAR
Ohio
(8/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/15/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 5/28/2021
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/1/2013
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/15/2025
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/7/2024
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/5/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/28/2019
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA
Registered Investment Advisory firm - (2/28/1994 Approved)
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Contact information

Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202-4203
Mailing Address
Phone number
(513) 362-8000
Established
Firm type
Fiscal year end
# of Employees
83

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts41
AUM (Assets Under Management)$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOUCHSTONE ADVISORS INC

CRD#: 107028Cincinnati, OH 45202-4203

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