Kara M. Miller

MACRO ADVISORS

Farmington, CT 06032

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CRD#: 6246368

Professional summary

Kara Maia Miller, who also goes by Kara Maia Mazur, is a registered financial advisor currently at MACRO ADVISORS, INC. located in Farmington, Connecticut.

Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kara has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kara Maia Mazur

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: PROFESSIONAL INVESTORS LIFE & ANNUITY, LLC; NATURE OF BUSINESS: WHOLESALE AND PERSONAL SALES OF LIFE INSURANCE, ANNUITIES, MEDICARE, AND GROUP/INDIVIDUAL HEALTH INSURANCE; LOCATION: 5 FOREST PARK DRIVE, SUITE 202, FARMINGTON, CT 06032; TITLE: PARTNER; START DATE: 08/26/2013; APPROXIMATE NUMBER OF HOURS PER MONTH: 200; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 8.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Maia Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2024 - Present

MACRO ADVISORS, INC.

Office #1: 2 Bridgwater Road Suite 101, Farmington, CT 06032

RIA

CRD#: 118832

Farmington, CT

Past

January 25, 2018 - June 25, 2019

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FARMINGTON, CT

Past

January 5, 2017 - October 6, 2022

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

Farmington, CT

Past

January 13, 2016 - September 13, 2016

ESSEX SECURITIES LLC

CRD#: 46605

Farmington, CT

Past

January 7, 2016 - September 13, 2016

GLOBAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 121442

Farmington, CT

Past

February 4, 2014 - December 31, 2015

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FARMINGTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACRO ADVISORS, INC.

CRD#: 118832 / SEC#: 801-117443

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

Florida

Registered Investment Advisory firm - (10/23/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/24/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/14/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/23/2024)

IAR

Texas
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2014

General Securities Principal Examination

Current Firm

MACRO ADVISORS, INC.

CRD#: 118832 / SEC#: 801-117443

RIA

Registered Investment Advisory firm - (10/7/2019 Approved)

Florida

Registered Investment Advisory firm - (10/23/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/24/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/14/2006 Terminated)

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Contact information

Main Address

526 Greenbriar Road, York, PA 17404

Mailing Address

Phone number

(717) 764-4566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACRO ADVISORS, INC. ADV BROCHURE (11/20/2025)

Regulatory assets under management

Total Number of Accounts	1,567
AUM (Assets Under Management)	$ 253,321,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kara M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Maia Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLIGHT PLACE SECURITIES, INC.

INTERACTIVE FINANCIAL ADVISORS

ESSEX SECURITIES LLC

GLOBAL INVESTMENT ADVISORS, LLC

BROOKLIGHT PLACE SECURITIES, INC.

Primary Firm SEC Registration

MACRO ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2014

Series 24

Date: 8/1/2014

Current Firm

MACRO ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACRO ADVISORS, INC.

TRUST BUT VERIFY

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