Deepti Bedi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deepti Bedi, who also goes by Debbie Bedi, was a registered financial professional .
Deepti is a previously registered financial professional and started their career in finance in 2013. Deepti had worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2021 - November 7, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
March 16, 2020 - December 31, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 13, 2020 - December 31, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 6, 2018 - December 16, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2018 - December 16, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 2017 - November 1, 2018
J.P. MORGAN SECURITIES LLC
January 19, 2017 - November 1, 2018
J.P. MORGAN SECURITIES LLC
January 13, 2014 - November 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 21, 2013 - November 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
