Heather M. Mcghee
Professional summary
Heather Michelle Mcghee, who also goes by Heather Michelle Ferguson, Heather Michelle Quillen, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Clayton, Indiana.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Heather has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heather Michelle Mcghee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2024 - Present
MODERN WEALTH MANAGEMENT, LLC
August 5, 2024 - September 5, 2024
EDWARD JONES
September 2, 2023 - September 5, 2024
EDWARD JONES
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2024)
Exams
Series 7TO
Date: 9/2/2023
General Securities Representative ExaminationCurrent Firm
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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