Michael J. Estrada

GRUPP FINANCIAL LLC

Jackson, WY 83001

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CRD#: 6246101

Professional summary

Michael John Estrada, AIF® is a registered financial advisor currently at GRUPP FINANCIAL LLC located in Jackson, Wyoming.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael John Estrada is a Private Client Manager for The Grupp Law Firm, PLLC, in Coeur d'Alene, Idaho. He is not a lawyer. In his capacity as Private Client Manager he assists in carrying out the legal advice and recommendations of the lawyers of the firm. Michael John Estrada is a Private Client Manager for Grupp Fiduciary Services LLC, which provides administrative services to single family private trust companies in Wyoming.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Estrada's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 13, 2013 - Present

GRUPP FINANCIAL LLC

Office #1: 1705 High School Road Unit #140, Jackson, WY 83001

RIA

CRD#: 168436

Jackson, WY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(11/13/2013)

IAR

Wyoming
(3/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2012

Uniform Investment Adviser Law Examination

Current Firm

GRUPP FINANCIAL LLC

CRD#: 168436 / SEC#: 801-122012

RIA

Registered Investment Advisory firm - (2/25/2025 Terminated)

Idaho

Registered Investment Advisory firm - (11/5/2024 Approved)

Nevada

Registered Investment Advisory firm - (11/18/2024 Approved)

Wyoming

Registered Investment Advisory firm - (10/30/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1705 High School Road Unit #140, Jackson, WY 83001

Mailing Address

Po Box 4995, Jackson, WY 83001

Phone number

+1 (307) 200-6579

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 75,283,999

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/24/2025	Cover Page	Report
02/27/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Estrada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Estrada's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRUPP FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2012

Current Firm

GRUPP FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GRUPP FINANCIAL LLC

TRUST BUT VERIFY

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