ZH
Zachary W. Herzog
WOLFGANG CAPITAL
TEMECULA, CA 92590
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CRD#: 6245971
ZH
Professional summary
Zachary Wolfgang Herzog is a registered financial advisor currently at WOLFGANG CAPITAL located in Temecula, California.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Zachary has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wolfgang Financial Group, LLC dba Wolfgang Financial and Insurance Agency. FIXED LIFE AND HEALTH INSURANCE SALESMAN. START 10/2014. TIME DEVOTED 60 hrs/mo. Wolfgang Investments, LLC; Investment Related; Managing Member; Research real estate opportunities for purchase; Start Date 10/2012; Temecula, CA; Less than 1% of time is spent on this activity. Wolfgang Tax & Accounting LLP; Not-Investment Related; Partner; Bookkeeping, tax services; Start Date 03/2025; Temecula, CA; Less than 10% of time is spent on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Wolfgang Herzog's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2016 - Present
WOLFGANG CAPITAL
Office #1: 28751 Rancho California Rd Suite 100, Temecula, CA 92590RIA
CRD#: 283525
TEMECULA, CA
Past
June 16, 2014 - May 5, 2016
T&T CAPITAL MANAGEMENT
RIA
CRD#: 158407
Irvine, CA
Past
November 14, 2013 - August 18, 2014
DIVERSE FINANCIAL INVESTMENT ADVISORY GROUP
RIA
CRD#: 168965
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WOLFGANG CAPITAL
WOLFGANG | WOLFGANG CAPITAL LLC | WOLFGANG CAPITAL
CRD#: 283525 / SEC#: 801-134184
RIA
Registered Investment Advisory firm - (8/18/2025 Approved)Arizona
Registered Investment Advisory firm - (8/19/2025 Terminated)California
Registered Investment Advisory firm - (9/18/2025 Terminated)Texas
Registered Investment Advisory firm - (8/19/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/6/2016)
IAR
Texas(11/18/2020)
Current Firm
WC
WOLFGANG CAPITAL
WOLFGANG | WOLFGANG CAPITAL LLC | WOLFGANG CAPITAL
CRD#: 283525 / SEC#: 801-134184
RIA
Registered Investment Advisory firm - (8/18/2025 Approved)Arizona
Registered Investment Advisory firm - (8/19/2025 Terminated)California
Registered Investment Advisory firm - (9/18/2025 Terminated)Texas
Registered Investment Advisory firm - (8/19/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
28751 Rancho California Rd Suite 100, Temecula, CA 92590
Mailing Address
Phone number
(951) 200-5084
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 108,642,000 |
Red Flags
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