Neil Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Patel, who also goes by Neil Rajendra Patel, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2015. Neil had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2019 - October 30, 2019
GREEN STREET TRADING, LLC
March 4, 2019 - October 30, 2019
GREEN STREET
July 17, 2017 - February 19, 2019
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
November 17, 2016 - July 10, 2017
UBS FINANCIAL SERVICES INC.
March 27, 2015 - February 3, 2016
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
