Stephanie R. Portugal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Renee Portugal was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2013. Stephanie had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2014 - August 9, 2017
USAA FINANCIAL PLANNING SERVICES
August 6, 2014 - August 9, 2017
USAA FINANCIAL ADVISORS, INC.
October 9, 2013 - July 9, 2014
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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