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Victoria Choi

TPG CAPITAL BD
Fort Worth, TX 76102
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CRD#: 6245607
VC

Professional summary


Victoria Choi is a registered financial professional currently at TPG CAPITAL BD, LLC located in Fort Worth, Texas.

Victoria is registered as a RR (Registered Representative) and started their career in finance in 2013. Victoria has worked at 3 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Victoria Choi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2023 - Present

TPG CAPITAL BD, LLC

Office #1: 301 Commerce Street Ste 3300, Fort Worth, TX 76102Office #2: 2000 Avenue Of The Stars Suite 1020, Los Angeles, CA 90067
BD
CRD#: 143876
Fort Worth, TX
Past

December 19, 2014 - March 7, 2023

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SANTA MONICA, CA
Past

December 10, 2013 - November 24, 2014

DFA SECURITIES LLC

BD
CRD#: 10292
SANTA MONICA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/3/2023)
RR
Alaska
(11/3/2023)
RR
Arizona
(11/3/2023)
RR
Arkansas
(11/3/2023)
RR
California
(11/3/2023)
RR
Colorado
(11/3/2023)
RR
Connecticut
(11/3/2023)
RR
Delaware
(11/3/2023)
RR
District of Columbia
(11/3/2023)
RR
Florida
(11/3/2023)
RR
Georgia
(11/3/2023)
RR
Hawaii
(11/3/2023)
RR
Idaho
(11/3/2023)
RR
Illinois
(11/3/2023)
RR
Indiana
(11/3/2023)
RR
Iowa
(11/3/2023)
RR
Kansas
(11/3/2023)
RR
Kentucky
(11/3/2023)
RR
Louisiana
(11/3/2023)
RR
Maine
(11/3/2023)
RR
Maryland
(11/3/2023)
RR
Massachusetts
(11/3/2023)
RR
Michigan
(11/3/2023)
RR
Minnesota
(11/3/2023)
RR
Mississippi
(11/3/2023)
RR
Missouri
(11/3/2023)
RR
Montana
(11/3/2023)
RR
Nebraska
(11/3/2023)
RR
Nevada
(11/3/2023)
RR
New Hampshire
(11/3/2023)
RR
New Jersey
(11/3/2023)
RR
New Mexico
(11/3/2023)
RR
New York
(11/3/2023)
RR
North Carolina
(11/3/2023)
RR
North Dakota
(11/3/2023)
RR
Ohio
(11/3/2023)
RR
Oklahoma
(11/3/2023)
RR
Oregon
(11/3/2023)
RR
Pennsylvania
(11/3/2023)
RR
Rhode Island
(11/3/2023)
RR
South Carolina
(11/3/2023)
RR
South Dakota
(11/3/2023)
RR
Texas
(11/3/2023)
RR
Utah
(11/3/2023)
RR
Vermont
(11/3/2023)
RR
Virginia
(11/3/2023)
RR
Washington
(11/3/2023)
RR
West Virginia
(11/3/2023)
RR
Wisconsin
(11/3/2023)
RR
Wyoming
(11/3/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/7/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/14/2020
National Commodity Futures Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TPG CAPITAL BD, LLC

CRD#: 143876Fort Worth, TX 76102

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