Matthew B. Mundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Blaine Mundy was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - December 31, 2019
ORION ADVISOR SOLUTIONS LLC
January 6, 2014 - January 7, 2015
EDWARD JONES
October 22, 2013 - January 7, 2015
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ORION ADVISOR SOLUTIONS LLC
CRD#: 175185 / SEC#:
Contact information
Red Flags
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