Zhuo Fei Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zhuo Fei Chen, who also goes by Linda Chen, was a registered financial professional .
Zhuo Fei is a previously registered financial professional and started their career in finance in 2013. Zhuo Fei had worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - March 30, 2015
LIME TRADING CORP
March 25, 2014 - October 7, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
March 5, 2014 - March 17, 2014
KJM SECURITIES, INC.
September 16, 2013 - March 3, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
