Gerard T. Quinn

PRAIRIEVIEW WEALTH & TAX ADVISORS

Columbus, OH

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CRD#: 6244594

Professional summary

Gerard Thomas Quinn, CFP®, CIMA®, who also goes by Gerard T Quinn, is a registered financial advisor currently at PRAIRIEVIEW WEALTH & TAX ADVISORS located in Columbus, Ohio.

Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gerard has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerard T Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Focus Forward (Investment Related) working from my home address. My title is Head of Financial Planning and I provide financial planning support to clients of FoForward (primarily RIA firms that have outsourced their financial planning department to Focus Forward). I began working for Focus Forward in August of 2024 anallocate 40-50 hours per week to my duties to this firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Thomas Quinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 29, 2024 - Present

PRAIRIEVIEW WEALTH & TAX ADVISORS

RIA

CRD#: 327974

Columbus, OH

Past

November 3, 2023 - July 16, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WORTHINGTON, OH

Past

November 3, 2023 - July 16, 2024

OSAIC WEALTH, INC.

CRD#: 23131

WORTHINGTON, OH

Past

November 7, 2022 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WORTHINGTON, OH

Past

November 7, 2022 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

WORTHINGTON, OH

Past

April 6, 2022 - November 4, 2022

ONESEVEN

RIA

CRD#: 283087

Columbus, OH

Past

February 15, 2019 - April 6, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Columbus, OH

Past

February 15, 2019 - April 6, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Columbus, OH

Past

June 24, 2016 - February 19, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

June 9, 2016 - February 19, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

September 24, 2014 - April 14, 2016

MORGAN STANLEY

CRD#: 149777

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIEVIEW WEALTH & TAX ADVISORS

LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC

CRD#: 327974 / SEC#: 801-128680

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2014

General Securities Representative Examination

Current Firm

PRAIRIEVIEW WEALTH & TAX ADVISORS

LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC

CRD#: 327974 / SEC#: 801-128680

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

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Contact information

Main Address

28 W Nebraska St, Frankfort, IL 60423

Mailing Address

Phone number

(708) 326-4750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	778
AUM (Assets Under Management)	$ 163,727,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerard T. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Thomas Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ONESEVEN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Primary Firm SEC Registration

PRAIRIEVIEW WEALTH & TAX ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2016

Series 63

Date: 1/16/2015

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2014

Current Firm

PRAIRIEVIEW WEALTH & TAX ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIEVIEW WEALTH & TAX ADVISORS

TRUST BUT VERIFY

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