Megan M. Kawasaki-mason
TFO FAMILY OFFICE PARTNERS
Phoenix, AZ 85018
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CRD#: 6244442
Professional summary
Megan Midori Kawasaki-mason, CFP®, who also goes by Megan Midori Kawasaki, Megan Midori Kawasaki Knudsen, Megan Midori Kawasaki Knvdsen, Megan Kawasaki-mason, is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Megan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Megan Midori Kawasaki | Megan Midori Kawasaki Knudsen | Megan Midori Kawasaki Knvdsen | Megan Kawasaki-Mason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Name of Business: Megan Kawasaki-Mason/Taylor D. Mason; Address: 4062 E Melinda Ln Phoenix, AZ 85050; Nature of Business: Rental property; Position: Landlord; Relationship with business: Owner; Start date of relationship: 11/2022; Number of hours devoted to business: 1/month; Number of hours devoted to business during trading hours: 0; Duties: Rent collection, bookkeeping. **NOMI; Not investment related; Address: 4630 Kirkland Rd., Phoenix, AZ 85050; Nature of Business: Provide financial neutral services in collaborative divorce cases and offer pro bono services to women through local organizations supporting domestic abuse victims; Title/Position: Founder and Divorce Strategist ; Start Date: 06/9/2025; Approximate # of hours/month you devote to this outside activity during non-business hours: 1-5 hours; Approximate # of hours/month you devote to this outside activity during business hours: 1-5 hours; Description of Duties: Assist divorce teams, as a financial neutral, helping both spouses understand and evaluate financial information, build marital balance sheets and model settlement scenarios, participate in team meetings, support individuals navigating divorce via pro se representation (non-advisory role), offer pro bono services for lower-asset clients seeking structured divorce financial guidance.
CRS (Client Relationship Summary) - RIA
Click below to view Megan Midori Kawasaki-mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 2, 2022 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 159440
Phoenix, AZ
Past
November 22, 2017 - November 9, 2022
VERSANT CAPITAL MANAGEMENT, INC.
RIA
CRD#: 131692
PHOENIX, AZ
Past
September 26, 2013 - August 18, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/2/2022)
IAR
Texas(5/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5060 North 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 466-2611
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 4,167,483,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/20/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
