Rakesh N. Budhram

PROLIFIC SOLUTIONS

Ozone Park, NY

Some features on this profile are disabled

CRD#: 6244363

Professional summary

Rakesh Nmn Budhram, CFP®, who also goes by Rakesh Budhram, Rocky Budhram, is a registered financial advisor currently at PROLIFIC SOLUTIONS located in Ozone Park, New York.

Rakesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Rakesh has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rakesh Budhram | Rocky Budhram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: RAKESH BUDHRAM. INV REL: Y ADD: 10620 75TH ST, FLOOR 1, OZONE PARK, NY 11417 NATURE: OUTSIDE INSURANCE/NON-MMLIA: INDIVIDUAL LIFE. POSITION: SALES START DATE: 06/25/2018 NO. HR/MO: 5. NO. HR/MO DURING SEC TRADING: 0 DUTIES: SELL & SERVICE OUTSIDE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rakesh Nmn Budhram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 27, 2022 - Present

PROLIFIC SOLUTIONS

RIA

CRD#: 322770

Ozone Park, NY

Past

August 21, 2017 - November 8, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Ozone Park, NY

Past

November 18, 2013 - November 8, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Ozone Park, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROLIFIC SOLUTIONS

PROLIFIC SOLUTIONS | REDWOOD ADVISORY, LLC

CRD#: 322770 / SEC#: 801-126440

RIA

Registered Investment Advisory firm - (8/24/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/27/2022)

IAR

Texas
(10/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2013

General Securities Representative Examination

Current Firm

PROLIFIC SOLUTIONS

PROLIFIC SOLUTIONS | REDWOOD ADVISORY, LLC

CRD#: 322770 / SEC#: 801-126440

RIA

Registered Investment Advisory firm - (8/24/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

260 Madison Ave 8th Floor, New York, NY 10016

Mailing Address

Phone number

(646) 988-5216

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR REDWOOD ADVISORY, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 72,222,933

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rakesh N. Budhram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rakesh Nmn Budhram's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROLIFIC SOLUTIONS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PROLIFIC SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2013

Current Firm

PROLIFIC SOLUTIONS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROLIFIC SOLUTIONS

TRUST BUT VERIFY

Similar Advisors