Scott Castleman

SDC ADVISORY

ANN ARBOR, MI

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CRD#: 6244357

Professional summary

Scott Castleman is a registered financial advisor currently at SDC ADVISORY, LLC located in Ann Arbor, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Scott has worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PORVIN, BURNSTEIN & GARELIK, P.L.L.C. - NON-INVESTMENT RELATED - 34405 W. TWELVE MILE ROAD, SUITE 325, FARMINGTON HILLS, MI 48331 - ACCOUNTING FIRM - ACCOUNTANT - START DATE: 07/2024 - 160 HOURS/MONTH - 160 HOURS/MONTH DURING SECURITIES TRADING HOURS - ACCOUNTING & TAX PREPARATION SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Castleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2025 - Present

SDC ADVISORY, LLC

RIA

CRD#: 332030

ANN ARBOR, MI

Past

January 15, 2014 - November 17, 2015

LOCKS CAPITAL, LLC

RIA

CRD#: 168886

ANN ARBOR, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 8/2/2013

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 11/10/2023

NFA Branch Manager Examination

Current Firm

SDC ADVISORY, LLC

CRD#: 332030 / SEC#:

Michigan

Registered Investment Advisory firm - (3/26/2025 Approved)

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Contact information

Main Address

Ann Arbor, MI

Mailing Address

Phone number

(248) 210-4639

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott Castleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Castleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SDC ADVISORY, LLC

LOCKS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2023

Series 3

Date: 8/2/2013

Series 30

Date: 11/10/2023

Current Firm

SDC ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

SDC ADVISORY, LLC

TRUST BUT VERIFY

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