Scott Castleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Castleman was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2025 - June 2, 2026
SDC ADVISORY, LLC
January 15, 2014 - November 17, 2015
LOCKS CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SDC ADVISORY, LLC
CRD#: 332030 / SEC#:
Contact information
Red Flags
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