AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JM

Johnathan Ma

PRECEPT ADVISORY GROUP LLC
Irvine, CA 92617
Some features on this profile are disabled
CRD#: 6244163
JM

Professional summary

Johnathan Ma is a registered financial advisor currently at PRECEPT ADVISORY GROUP LLC located in Irvine, California.

Johnathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Johnathan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2023 - Present

PRECEPT ADVISORY GROUP LLC

Office #1: 130 Theory Suite 200, Irvine, CA 92617
CRD#: 152776
Irvine, CA
Past

July 16, 2021 - July 19, 2023

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Chula Vista, CA
Past

June 1, 2021 - July 19, 2023

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

December 7, 2018 - February 4, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
PASADENA, CA
Past

January 3, 2014 - October 2, 2018

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
MONROVIA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/3/2023)
IAR
Texas
(8/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/12/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/21/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/2/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PA
PRECEPT ADVISORY GROUP LLC
F.B.P. INSURANCE SERVICES, INC. | PRECEPT GROUP | PRECEPT ADVISORY GROUP LLC

CRD#: 152776 / SEC#: 801-71072

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
130 Theory Suite 200, Irvine, CA 92617
Mailing Address
Phone number
(800) 344-1430
Established
Firm type
Fiscal year end
# of Employees
8

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts63
AUM (Assets Under Management)$ 5,008,561,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRECEPT ADVISORY GROUP LLC

CRD#: 152776Irvine, CA 92617

TRUST BUT VERIFY

Monitor Johnathan Ma

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
Michael Gregory Jensen
Michael JensenAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
Irvine, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.