William C. Heiser

HEISER INVESTMENT ADVISERS

Robinson, TX

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CRD#: 6244023

Professional summary

William Caulfield Heiser, who also goes by William C Heiser, is a registered financial advisor currently at HEISER INVESTMENT ADVISERS located in Robinson, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William C Heiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DANCING BEAR PUB, WACO, TEXAS NOT INVESTMENT RELATED 1117 SPEIGHT, WACO, TEXAS 76706 BAR BARTENDER EMPLOYMENT STARTED MAY 2013 APPROXIMATELY 50 HOURS/MONTH DEVOTED 0 HOURS DURING SECURITIES TRADING HOURS DUTIES INCLUDE POURING BEER, SERVING CUSTOMERS, CLEANING UP AT THE END OF THE NIGHT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Caulfield Heiser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2014 - Present

HEISER INVESTMENT ADVISERS

RIA

CRD#: 168924

Robinson, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2014

Uniform Investment Adviser Law Examination

Current Firm

HEISER INVESTMENT ADVISERS

HEISER INVESTMENT ADVISERS | HEISER, WILLIAM CAULFIELD

CRD#: 168924 / SEC#:

Texas

Registered Investment Advisory firm - (1/9/2014 Approved)

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Contact information

Main Address

Robinson, TX

Mailing Address

Phone number

(254) 537-3773

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 3,120,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Heiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Caulfield Heiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEISER INVESTMENT ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2014

Current Firm

HEISER INVESTMENT ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEISER INVESTMENT ADVISERS

TRUST BUT VERIFY

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