FD
Francisco A. Diazgranados
HASTINGS CAPITAL GROUP
New York, NY 10022
Some features on this profile are disabled
CRD#: 6243692
FD
Professional summary
Francisco Alfonso Diazgranados is a registered financial professional currently at HASTINGS CAPITAL GROUP, LLC located in New York, New York.
Francisco is registered as a RR (Registered Representative) and started their career in finance in 2013. Francisco has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Francisco Alfonso Diazgranados's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2015 - Present
HASTINGS CAPITAL GROUP, LLC
Office #1: 527 Madison Avenue 4th Floor, New York, NY 10022BD
CRD#: 142998
New York, NY
Past
December 17, 2013 - July 15, 2014
HASTINGS CAPITAL GROUP, LLC
BD
CRD#: 142998
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2015)
RR
Alaska(10/5/2015)
RR
Arizona(10/5/2015)
RR
Arkansas(10/5/2015)
RR
California(10/5/2015)
RR
Colorado(10/5/2015)
RR
Connecticut(10/5/2015)
RR
Delaware(10/5/2015)
RR
District of Columbia(10/5/2015)
RR
Florida(10/5/2015)
RR
Georgia(10/5/2015)
RR
Hawaii(10/5/2015)
RR
Idaho(10/5/2015)
RR
Illinois(10/5/2015)
RR
Indiana(10/5/2015)
RR
Iowa(10/5/2015)
RR
Kansas(10/5/2015)
RR
Kentucky(10/5/2015)
RR
Louisiana(10/5/2015)
RR
Maine(10/5/2015)
RR
Maryland(10/5/2015)
RR
Massachusetts(10/5/2015)
RR
Michigan(10/5/2015)
RR
Minnesota(10/5/2015)
RR
Mississippi(10/5/2015)
RR
Missouri(10/5/2015)
RR
Montana(10/5/2015)
RR
Nebraska(10/5/2015)
RR
Nevada(10/5/2015)
RR
New Hampshire(10/5/2015)
RR
New Jersey(10/5/2015)
RR
New Mexico(10/5/2015)
RR
New York(10/5/2015)
RR
North Carolina(10/6/2015)
RR
North Dakota(10/5/2015)
RR
Ohio(10/6/2015)
RR
Oklahoma(10/5/2015)
RR
Oregon(10/5/2015)
RR
Pennsylvania(10/5/2015)
RR
Puerto Rico(10/5/2015)
RR
Rhode Island(10/5/2015)
RR
South Carolina(10/5/2015)
RR
South Dakota(10/5/2015)
RR
Tennessee(10/5/2015)
RR
Texas(10/5/2015)
RR
Utah(10/5/2015)
RR
Vermont(10/5/2015)
RR
Virginia(10/5/2015)
RR
Washington(10/5/2015)
RR
West Virginia(10/5/2015)
RR
Wisconsin(10/5/2015)
RR
Wyoming(10/5/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HASTINGS CAPITAL GROUP, LLC
HASTINGS CAPITAL GROUP, LLC
CRD#: 142998 / SEC#: , 8-67517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
527 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
527 Madison Avenue 4th Floor, New York, NY 10022
Phone number
(212) 485-3100
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCARAMUCCI, ANTHONY (NMN) | MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 1983175 |
| MESSING, BRETT STUART | MANAGER, MEMBER | 2077288 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2503352 |
| NOBLE, ALEXANDRA MARIE | CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | 5341828 |
| URREY, MINNA KATARIINA | CHIEF ADMINISTRATIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 5429274 |
| WRIGHT, JASON RALPH | PRESIDENT, MEMBER, GENERAL SECURITIES PRINCIPAL | 2940758 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
