Ross Rubinstein

FREESTONE CAPITAL MANAGEMENT

Seattle, WA 98104

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CRD#: 6243657

Professional summary

Ross Rubinstein, CFP®, who also goes by Ross Michael Rubinstein, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ross has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Michael Rubinstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Rubinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 21, 2021 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 701 5th Avenue 74th Floor, Seattle, WA 98104

RIA

CRD#: 145711

Seattle, WA

Past

December 12, 2018 - April 14, 2021

BRIGHTON JONES LLC

RIA

CRD#: 108601

SEATTLE, WA

Past

July 26, 2017 - June 18, 2018

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

July 25, 2017 - June 18, 2018

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

August 19, 2015 - June 16, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

August 19, 2015 - June 16, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

April 4, 2014 - July 27, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JENKINTOWN, PA

Past

December 17, 2013 - July 27, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JENKINTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA

Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/3/2025)

IAR

Washington
(4/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2013

General Securities Representative Examination

Current Firm

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA

Registered Investment Advisory firm - (4/25/2008 Approved)

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Contact information

Main Address

701 5th Avenue 74th Floor, Seattle, WA 98104

Mailing Address

Phone number

(206) 707-7300

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts	6,231
AUM (Assets Under Management)	$ 11,493,619,610

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report
11/21/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ross Rubinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Rubinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHTON JONES LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FREESTONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2014

SIE

Date: 6/18/2018

Series 7

Date: 12/17/2013

Current Firm

FREESTONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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