Elizabeth Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Allen, who also goes by Lizzie Allen, Lizzie Buttram, Elizabeth A Buttram, Elizabeth B Green-burns, Elizabeth Barringer Green-burns, Lizzie Green-burns, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2013. Elizabeth had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2021 - December 4, 2023
BIP WEALTH, LLC
February 1, 2019 - September 14, 2021
MERIT FINANCIAL ADVISORS
January 18, 2019 - September 11, 2021
LPL FINANCIAL LLC
January 13, 2014 - January 22, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2013 - January 22, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BIP WEALTH, LLC
CRD#: 143208 / SEC#: 801-68882
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationCurrent Firm
BIP WEALTH, LLC
CRD#: 143208 / SEC#: 801-68882
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,697 |
| AUM (Assets Under Management) | $ 4,460,675,379 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
