Jonathan Nielsen
Professional summary
Jonathan Nielsen, who also goes by Jon Nielsen, Jonathan Nielsen, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Riverton, Utah and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jonathan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 279 West South Temple, Salt Lake City,, UT 84101March 28, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 279 West South Temple, Salt Lake City, UT 84104April 6, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 18, 2022 - February 28, 2023
LPL FINANCIAL LLC
May 18, 2022 - February 28, 2023
LPL FINANCIAL LLC
September 28, 2020 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
September 25, 2020 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
February 14, 2019 - September 18, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 4, 2019 - September 17, 2020
FIDELITY BROKERAGE SERVICES LLC
September 24, 2018 - November 28, 2018
WELLS FARGO CLEARING SERVICES, LLC
September 24, 2018 - November 28, 2018
WELLS FARGO CLEARING SERVICES, LLC
April 20, 2018 - June 22, 2018
EQUITABLE ADVISORS, LLC
April 19, 2018 - June 22, 2018
EQUITABLE ADVISORS, LLC
October 17, 2017 - February 12, 2018
J.P. MORGAN SECURITIES LLC
October 17, 2017 - February 12, 2018
J.P. MORGAN SECURITIES LLC
September 3, 2014 - July 31, 2017
STRATEGIC ADVISERS LLC
November 11, 2013 - July 28, 2017
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2023)
(3/28/2023)
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(6/27/2023)
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(4/1/2024)
(3/28/2023)
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(7/14/2023)
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(7/14/2023)
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(6/27/2023)
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(3/28/2023)
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(6/27/2023)
(5/4/2023)
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(7/14/2023)
(6/27/2023)
(4/20/2023)
(3/31/2025)
(3/28/2023)
(3/31/2025)
(7/14/2023)
(5/4/2023)
(4/20/2023)
(7/14/2023)
(5/4/2023)
(3/28/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
