Chad S. Winter

STONEBRIDGE WEALTH SYSTEMS LLC

Lincoln, NE 68516

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CRD#: 6243143

Professional summary

Chad Stephen Winter, who also goes by Chad S Winter, Chad Winter, is a registered financial advisor currently at STONEBRIDGE WEALTH SYSTEMS LLC located in Lincoln, Nebraska.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Chad has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad S Winter | Chad Winter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Stephen Winter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

STONEBRIDGE WEALTH SYSTEMS LLC

Office #1: 5733 South 34th Street Suite 300, Lincoln, NE 68516

RIA

CRD#: 327894

Lincoln, NE

Past

June 14, 2024 - December 3, 2025

OSAIC WEALTH, INC.

CRD#: 23131

LINCOLN, NE

Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LINCOLN, NE

Past

January 6, 2020 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

LINCOLN, NE

Past

October 11, 2013 - December 17, 2019

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE WEALTH SYSTEMS LLC

STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC

CRD#: 327894 / SEC#: 801-128877

RIA

Registered Investment Advisory firm - (10/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(2/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2013

General Securities Representative Examination

Current Firm

STONEBRIDGE WEALTH SYSTEMS LLC

STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC

CRD#: 327894 / SEC#: 801-128877

RIA

Registered Investment Advisory firm - (10/12/2023 Approved)

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Contact information

Main Address

108 1st Avenue Place, Kearney, NE 68847

Mailing Address

Phone number

(308) 698-0144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (7/2/2025)

Regulatory assets under management

Total Number of Accounts	2,152
AUM (Assets Under Management)	$ 276,013,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad S. Winter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Stephen Winter's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

INVESTACORP, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

STONEBRIDGE WEALTH SYSTEMS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2026

Series 63

Date: 11/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2013

Current Firm

STONEBRIDGE WEALTH SYSTEMS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE WEALTH SYSTEMS LLC

TRUST BUT VERIFY

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