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MH

Mathew Hill

Some features on this profile are disabled
CRD#: 6243089
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mathew Hill, who also goes by Mathew Allen Hill, Matthew Allen Hill, was a registered financial professional .

Mathew is a previously registered financial professional and started their career in finance in 2013. Mathew had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mathew Allen Hill | Matthew Allen Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TCFG Investment advisors/ investment related. 28202 Cabot Rd #300, Laguna Niguel, CA 92677. Investment advisor. November start date. TCFG Insurance solutions/ Non investment related. 28202 Cabot Rd #300, Laguna Niguel, CA 92677. Insurance advisor. November start date. 20 hours per month. 20 hours during securities trading hours. Insurance advisor. KOALA INSULATION POSITION: Owner NATURE: Koala Insulation specifically works with new and existing real estate. This includes residential and commercial structures. The company focuses on keeping the structures properly insulated for maximum energy efficiency. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 06/30/2021 ADDRESS: 445 West Drive, Melbourne FL 32904, United States DESCRIPTION: My duties for the company will consist of the following: Monitoring the operations of the business weekly meetings to track the success of the business. These meetings will be approximately 1 hour in length.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 8, 2021 - July 19, 2023

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
omaha, NE
Past

December 2, 2021 - July 19, 2023

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

February 12, 2020 - November 11, 2021

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
OMAHA, NE
Past

January 13, 2020 - November 11, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
OMAHA, NE
Past

April 6, 2015 - January 8, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

April 6, 2015 - January 8, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
OMAHA, NE
Past

April 9, 2014 - January 8, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

November 4, 2013 - November 26, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/2/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/28/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2013
General Securities Representative Examination

Current Firm

TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
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Contact information

Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)
WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606

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