Christian L. Sullivan

SEASCAPE CAPITAL MANAGEMENT,LLC

Portsmouth, NH 03801

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CRD#: 6242792

Professional summary

Christian Leigh Sullivan, CFP®, who also goes by Chrissy Mason, Christian L Mason, Christian Leigh Mason, Christian Leigh Mysliwy, is a registered financial advisor currently at SEASCAPE CAPITAL MANAGEMENT,LLC located in Portsmouth, New Hampshire.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chrissy Mason | Christian L Mason | Christian Leigh Mason | Christian Leigh Mysliwy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TWIN HILLS FARM LLC POSITION: manager/trustee NATURE: I am a 50% member of the LLC that owns our personal real Estate property that will be subdivided soon and will also be managed by a HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2018 ADDRESS: 42 Newbury Road, Rowley MA 01969, United States DESCRIPTION: Real Estate, LLC and a HOA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Leigh Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 23, 2018 - Present

SEASCAPE CAPITAL MANAGEMENT,LLC

Office #1: 99 Bow Street Suite 300 East, Portsmouth, NH 03801

RIA

CRD#: 126928

Portsmouth, NH

Past

March 16, 2015 - April 27, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

WALTHAM, MA

Past

March 9, 2015 - April 27, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

WALTHAM, MA

Past

December 10, 2013 - February 23, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

September 30, 2013 - February 23, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEASCAPE CAPITAL MANAGEMENT,LLC

CRD#: 126928 / SEC#: 801-79293

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Maine

Registered Investment Advisory firm - (5/12/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/18/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/19/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/8/2023)

IAR

Maine
(5/23/2018)

IAR

Massachusetts
(10/31/2018)

IAR

New Hampshire
(5/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2013

General Securities Representative Examination

Current Firm

SEASCAPE CAPITAL MANAGEMENT,LLC

CRD#: 126928 / SEC#: 801-79293

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Maine

Registered Investment Advisory firm - (5/12/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/18/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/19/2014 Terminated)

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Contact information

Main Address

99 Bow Street Suite 300 East, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 964-4480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM FORM ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	716
AUM (Assets Under Management)	$ 400,445,781

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2024	Cover Page	Report
01/23/2024	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christian L. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Leigh Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SEASCAPE CAPITAL MANAGEMENT,LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2013

SIE

Date: 4/27/2018

Series 7

Date: 9/30/2013

Current Firm

SEASCAPE CAPITAL MANAGEMENT,LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEASCAPE CAPITAL MANAGEMENT,LLC

TRUST BUT VERIFY

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