Christian L. Sullivan
Professional summary
Christian Leigh Sullivan, CFP®, who also goes by Chrissy Mason, Christian L Mason, Christian Leigh Mason, Christian Leigh Mysliwy, is a registered financial advisor currently at SEASCAPE CAPITAL MANAGEMENT,LLC located in Portsmouth, New Hampshire and F L PUTNAM INVESTMENT MANAGEMENT CO. located in Portsmouth, New Hampshire.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Leigh Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
May 23, 2018 - Present
SEASCAPE CAPITAL MANAGEMENT,LLC
Office #1: 99 Bow Street Suite 300 East, Portsmouth, NH 03801July 13, 2026 - Present
F L PUTNAM INVESTMENT MANAGEMENT CO.
Office #1: 99 Bow Street Suite 300 East, Portsmouth, NH 03801March 16, 2015 - April 27, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 9, 2015 - April 27, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 10, 2013 - February 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2013 - February 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/8/2023)
(5/23/2018)
(10/31/2018)
(5/23/2018)
(2/3/2026)
(7/13/2026)
Exams
Current Firm
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,380 |
| AUM (Assets Under Management) | $ 7,695,902,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 08/21/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223Portsmouth, NH 03801TRUST BUT VERIFY
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