Tyler Kanne

CONVERGENCE ADVISORY GROUP

Omaha, NE 68154

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CRD#: 6242510

Professional summary

Tyler Kanne is a registered financial advisor currently at CONVERGENCE ADVISORY GROUP located in Omaha, Nebraska.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Tyler has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***INSURANCE SALES POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2014 ADDRESS: 17117 Burt St. Ste. 302, Omaha NE 68118 DESCRIPTION: Insurance sales ***CONVERGENCE WEALTH POSITION: IAR NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2021 ADDRESS: 17117 Burt St, Omaha NE 68118, United States DESCRIPTION: Provide advisory services on a wrap-fee basis. ***Financial Education Collaborative Inc. POSITION: Volunteer Educator INVESTMENT RELATED: No NUMBER OF HOURS: 12 hours/month 0 hours during trading hours START DATE: 03/01/2023 ADDRESS: 12020 Shamrock Plz, Ste 200, Omaha NE 68154 DESCRIPTION: Volunteer time to educate on general financial topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Kanne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2020 - Present

CONVERGENCE ADVISORY GROUP

Office #1: 12020 Shamrock Plaza Suite 100, Omaha, NE 68154

RIA

CRD#: 308408

Omaha, NE

Past

October 21, 2015 - January 19, 2021

CONTINUUM FINANCIAL

RIA

CRD#: 175297

OMAHA, NE

Past

October 1, 2015 - February 3, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

OMAHA, NE

Past

December 3, 2013 - September 16, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(11/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONVERGENCE ADVISORY GROUP

CONVERGENCE ADVISORY GROUP | CONVERGENCE WEALTH, LLC | CONVERGENCE WEALTH

CRD#: 308408 / SEC#:

Nebraska

Registered Investment Advisory firm - (10/5/2020 Approved)

Texas

Registered Investment Advisory firm - (3/29/2023 Conditional Restricted)

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Contact information

Main Address

12020 Shamrock Plaza Suite 100, Omaha, NE 68154

Mailing Address

Phone number

(402) 991-5600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 89,588,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler Kanne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Kanne's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONVERGENCE ADVISORY GROUP

CONTINUUM FINANCIAL

SECURITIES AMERICA, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2015

Series 63

Date: 12/27/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2015

Series 6

Date: 12/3/2013

Current Firm

CONVERGENCE ADVISORY GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONVERGENCE ADVISORY GROUP

TRUST BUT VERIFY

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