Anthony T. Cheng
Professional summary
Anthony Tianfeng Cheng was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 2013. Prior to being barred, Anthony had worked at 4 firms, which includes AMERITAS ADVISORY SERVICES LLC, AMERITAS INVESTMENT COMPANY LLC, PRUCO SECURITIES LLC., WADDELL & REED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - May 22, 2025
AMERITAS ADVISORY SERVICES, LLC
September 12, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
April 2, 2015 - May 22, 2025
AMERITAS INVESTMENT COMPANY, LLC
December 22, 2014 - March 3, 2015
PRUCO SECURITIES, LLC.
April 11, 2014 - March 3, 2015
PRUCO SECURITIES, LLC.
November 12, 2013 - April 4, 2014
WADDELL & REED
October 22, 2013 - April 4, 2014
WADDELL & REED
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
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Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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