MR
Mandie J. Rayborn
J. W. COLE ADVISORS
Grand Rapids, MI
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CRD#: 6242395
MR
Professional summary
Mandie Joy Rayborn, who also goes by Mandie Joy Dodgson, Mandie Joy Johnson, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Grand Rapids, Michigan and J.W. COLE FINANCIAL, INC. located in Grand Rapids, Michigan.
Mandie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mandie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mandie Joy Dodgson | Mandie Joy Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Various Insurance Carriers; Investment Related; 4981 Cascade Rd, Suite B, Grand Rapids, MI 49546 Insurance Agent; Sales of insurance products; Start 6/2/2014; 12 hr/mo, 12 hr/mo during trading. (2) Navigate Financial Group; DBA; Not investment related; 4981 Cascade Rd, Suite B, Grand Rapids, MI 49546; DBA name to creates a brand identity that resonates with clients; Co-Founder; Start 9/20/2021. (3) IFLY & Associates; 4981 Cascade Rd, Suite B, Grand Rapids, MI 49546; Pass through for business; Co-owner/accounting for business expenses; Start 9/2021; 4 hr/mo, 4 hrs/mo during trading. (4) MJOY, LLC; 4981 Cascade Rd SE, Suite B, Grand Rapids MI 49546; Pass through for business; Owner/Accounting Purposes; Start date 01/03/2022; 1 hour per month, 1 hour during trading hours. (5) POA for Daughter
CRS (Client Relationship Summary) - RIA
Click below to view Mandie Joy Rayborn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2021 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Grand Rapids, MI
Current
September 23, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4981 Cascade Rd Suite B, Grand Rapids, MI 49546BD
CRD#: 124583
Grand Rapids, MI
Past
July 21, 2021 - September 24, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
KENTWOOD, MI
Past
July 21, 2021 - September 24, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
KENTWOOD, MI
Past
July 2, 2014 - July 21, 2021
WADDELL & REED
RIA
CRD#: 866
KENTWOOD, MI
Past
February 7, 2014 - July 21, 2021
WADDELL & REED
BD
CRD#: 866
KENTWOOD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(5/2/2024)
RR
Michigan(9/23/2021)
IAR
Michigan(9/23/2021)
RR
Texas(9/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
