Henry Wong

JUNCTURE WEALTH STRATEGIES

Naperville, IL

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CRD#: 6242344

Professional summary

Henry Wong is a registered financial advisor currently at JUNCTURE WEALTH STRATEGIES, LLC located in Naperville, Illinois.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Henry has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)JUNCTURE WEALTH ADVISORS - Senior Wealth Advisor - Registered Investment Advisor - Oro Valley, AZ - Since 10/2020 - INVESTMENT RELATED 2.)DISRUPTIVE MONEY MANAGEMENT WITH HENRY WONG - DBA Name for Marketing Purposes Only - Oro Valley, AZ - Since 6/2020 - INVESTMENT RELATED 3.)JUNCTURE 401K - Managing Director - DBA Name for Marketing Purposes Only - Oro Valley, AZ - Since 12/2020 - INVESTMENT RELATED 4.)JUNCTURE RETIREMENT PLAN SERVICES - DBA Name for Marketing Purposes Only - Oro Valley, AZ - Since 12/2020 - INVESTMENT RELATED 5.)HENRY WONG - Insurance Licensed Agent - Non-Variable Insurance - Oro Valley, AZ - Since 10/2020 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Wong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 298110

Naperville, IL

Past

October 26, 2020 - June 15, 2022

JUNCTURE WEALTH ADVISORS, LLC

RIA

CRD#: 310350

PHOENIX, AZ

Past

October 22, 2020 - September 24, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

Oro Valley, AZ

Past

September 28, 2016 - November 4, 2020

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

TUCSON, AZ

Past

November 9, 2015 - November 4, 2020

CENTAURUS FINANCIAL, INC.

CRD#: 30833

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/19/2021)

IAR

Illinois
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2015

General Securities Representative Examination

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

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Contact information

Main Address

8777 E. Via De Ventura Suite 120, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 253-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JWS ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 409,617,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Henry Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUNCTURE WEALTH ADVISORS, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

Primary Firm SEC Registration

JUNCTURE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2015

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JUNCTURE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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