GP
Garek E. Parry
SVB WEALTH
Cottonwood Heights, UT 84121
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CRD#: 6242143
GP
Professional summary
Garek Edward Parry, who also goes by Garek Parry, is a registered financial advisor currently at SVB WEALTH located in Cottonwood Heights, Utah and FIRST CITIZENS INVESTOR SERVICES, INC. located in Cottonwood Heights, Utah.
Garek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Garek has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Garek Parry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SVB Wealth LLC-Investment Related- Position is Relationship Advisor; Started 06/2022; FTE employee; Provide wealth management service to SVBW clients. Strawgitator, LLC; Water Bottle Production creation, 1 hour per week, no compensation; non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Garek Edward Parry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2022 - Present
SVB WEALTH
Office #1: 2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121RIA
CRD#: 172832
Cottonwood Heights, UT
Current
January 4, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2750 E. Cottonwood Parkway Suite 420, Cottonwood Heights, UT 84121RIA
BD
CRD#: 44430
Cottonwood Heights, UT
Past
January 6, 2021 - July 29, 2022
SVB INVESTMENT SERVICES INC.
RIA
CRD#: 168116
Cottonwood Heights, UT
Past
January 5, 2021 - December 31, 2023
SVB INVESTMENT SERVICES INC.
BD
CRD#: 168116
Cottonwood Heights, UT
Past
August 10, 2015 - January 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOUNTIFUL, UT
Past
November 18, 2013 - January 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOUNTIFUL, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(7/28/2022)
IAR
California(6/28/2022)
IAR
Hawaii(8/8/2022)
IAR
Indiana(6/29/2022)
IAR
Louisiana(8/10/2022)
IAR
Minnesota(8/1/2022)
IAR
Nevada(7/29/2022)
IAR
New Jersey(6/29/2022)
IAR
New York(7/28/2022)
IAR
Oregon(8/8/2022)
IAR
Texas(7/5/2022)
IAR
Utah(7/28/2022)
RR
Utah(1/4/2024)
IAR
Virginia(7/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
