Sean M. Green

GRV SECURITIES LLC

CHICAGO, IL 60611-6541

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CRD#: 6242110

Professional summary

Sean Matthew Green, CFA is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Matthew Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 6, 2025 - Present

GRV SECURITIES LLC

Office #1: 900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541Office #2: 900 North Michigan Avenue, Suite 1100, Chicago, IL 60611

CRD#: 138348

CHICAGO, IL

Past

September 16, 2019 - October 30, 2025

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

February 19, 2016 - September 11, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

SUGARLAND, TX

Past

February 19, 2016 - September 11, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

February 5, 2014 - February 17, 2016

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

October 15, 2013 - February 17, 2016

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(11/6/2025)

Illinois
(11/6/2025)

Indiana
(11/6/2025)

Iowa
(11/6/2025)

Kansas
(11/6/2025)

Kentucky
(11/6/2025)

Louisiana
(11/6/2025)

Michigan
(11/6/2025)

Minnesota
(11/6/2025)

Mississippi
(11/6/2025)

Missouri
(11/6/2025)

Nebraska
(11/6/2025)

North Dakota
(11/6/2025)

Ohio
(11/6/2025)

Oklahoma
(11/6/2025)

South Dakota
(11/6/2025)

Tennessee
(11/6/2025)

Texas
(11/6/2025)

Wisconsin
(11/6/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRV SECURITIES LLC

GROSVENOR SECURITIES LLC | GRV SECURITIES LLC

CRD#: 138348 / SEC#: , 8-67160

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541

Mailing Address

900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541

Phone number

(312) 506-6500

Established

Delaware since 08/18/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GCM GROSVENOR L.P.	SOLE MEMBER	108654
DANIEL, DAWNA LYNNE	CHIEF COMPLIANCE OFFICER	5137048
HENRICH, DIANNA LEA	MANAGING DIRECTOR	4695780
MONTGOMERY, BURKE JOHNSON	GENERAL COUNSEL	5067591
SACKS, MICHAEL JAY	MANAGER/CHIEF EXECUTIVE OFFICER	2077424
SULLIVAN, KATHLEEN PATRICIA	FINANCIAL AND OPERATIONS PRINCIPAL	5099521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Matthew Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRV SECURITIES LLC

PIMCO INVESTMENTS LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2013

FINRA

Current Firm

GRV SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GRV SECURITIES LLC

TRUST BUT VERIFY

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