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Andrew James Holoska

VANAHEIM SECURITIES
CHICAGO, IL
·CRD# 6241895·12 years registered

Professional Summary

Andrew James Holoska is a registered financial advisor currently at VANAHEIM SECURITIES, LLC located in Chicago, Illinois. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years registered in the securities industry

Current & Past Employments

Current

VANAHEIM SECURITIES, LLCCurrent·CRD# 319095
BD
425 South Financial Place Ste. 3200, Chicago, IL 60605
July 18, 2023 - Present

Past

IMC SECURITIES LLCPast·CRD# 144874
BD
Chicago, IL
December 17, 2018 - May 16, 2023
AKUNA SECURITIES LLCPast·CRD# 159041
BD
Chicago, IL
November 12, 2014 - September 18, 2017

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Current Firm

VS
VANAHEIM SECURITIES, LLC

VANAHEIM SECURITIES, LLC

CRD#: 319095 / SEC#: 8-70891
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 South Financial Place Ste. 3200, Chicago, IL 60605

Mailing Address

425 South Financial Place Ste. 3200, Chicago, IL 60605

Phone Number

(312) 379-0200

Established

Illinois since 03/11/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VALKYRIE HOLDINGS, LLCMEMBER—
MELLEE, CHRISTOPHER GEORGECHIEF EXECUTIVE OFFICER5617164
POSTON, CHERYL LYNNFINOP/CCO2358226

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Nov 2014
Cboe Exchange, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew James Holoska's CRS (Customer Relationship Summary).

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