Robert L. Fredeen

AD DEUM FUNDS

South Riding, VA

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CRD#: 6241490

Professional summary

Robert L Fredeen III, who also goes by Robert Fredeen, is a registered financial advisor currently at AD DEUM FUNDS, LLC located in South Riding, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Robert has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Fredeen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert L Fredeen III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2024 - Present

AD DEUM FUNDS, LLC

RIA

CRD#: 293323

South Riding, VA

Past

December 5, 2013 - June 30, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

VIENNA, VA

Past

October 22, 2013 - June 30, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/16/2024)

IAR

Virginia
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2013

General Securities Representative Examination

Current Firm

AD DEUM FUNDS, LLC

AD DEUM FUNDS, LLC | WIZARD OF OPS | RED BARN FINANCIAL

CRD#: 293323 / SEC#:

Tennessee

Registered Investment Advisory firm - (7/22/2021 Approved)

Virginia

Registered Investment Advisory firm - (10/19/2018 Approved)

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Contact information

Main Address

South Riding, VA

Mailing Address

25050 Riding Plaza Suite 130-202, South Riding, VA 20152

Phone number

(515) 523-3386

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 4,457,416

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Fredeen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert L Fredeen III's CRS (Customer Relationship Summary).

Certified licenses

Experience

AD DEUM FUNDS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2024

Series 66

Date: 11/13/2013

SIE

Date: 6/30/2016

Series 7

Date: 10/22/2013

Current Firm

AD DEUM FUNDS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AD DEUM FUNDS, LLC

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