Russell J. Markfelder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell James Markfelder, who also goes by Russell Markfelder, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2013. Russell had worked at 9 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
January 28, 2015 - December 19, 2016
INVESTORS CAPITAL CORP.
January 28, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
January 28, 2015 - June 2, 2018
SUMMIT BROKERAGE SERVICES, INC.
January 28, 2015 - June 2, 2018
FIRST ALLIED SECURITIES, INC.
December 17, 2014 - June 2, 2018
CETERA FINANCIAL SPECIALISTS LLC
December 17, 2014 - June 2, 2018
CETERA ADVISORS LLC
December 17, 2014 - June 2, 2018
CETERA WEALTH SERVICES, LLC
November 14, 2013 - June 2, 2018
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
